A Short Discourse Upon the Innermost Secret Workings of the Portative Organ

by David Swan

The Portative organ is a small pipe organ that sits on the player's lap while being pumped with one hand and played by the other. It was one of the more common musical instruments of later the middle ages but is practically unknown in modern times. It has survived only in contemporary iconography and in writing, usually as an item in an inventory. To my knowledge, no working portative organ nor any substantial portion thereof has survived. The only text that I could find that described its construction pertained to a style that was clearly (by a survey of iconography) uncommon in the extreme.

My interest in the workings of this unique instrument stems from my desire to obtain one. When I found out that they were not to be had for less than thousands of dollars, and even then in a non-period style, I set out to build one. It was then that my research foundered, and I have been forced to infer much from the available iconography of portative organs and from texts describing the much larger instruments of the day.

It took no real effort to collect two dozen examples of portatives represented in paintings or carvings, but before trusting a painter's viewpoint, I first had to study how the medieval artist viewed things and how reliable his powers of observation and how accurate the resulting pictures were. Fortunately, this is a topic upon which a wealth of opinion has been written, and most of it agrees that while the settings may be fanciful (fourteenth century clothing worn by figures from biblical times, etc.) and therefore suspect, the actual hardware (buildings, instruments, etc.) was usually rendered very reliably, given the limitations of the artist's perception.

The study of the larger pipe organs was similarly eased by the wealth of reliable material available. To further expand my understanding of what I was trying to study, I fabricated several prototypes to prove or disprove various interpretations that the data have lent themselves to.

As a result of my efforts, I find myself in a position of disagreement with several authorities concerning the actual inner construction of the instrument. These authorities postulate a design far more complex than it needs to be and predicated upon an accuracy in joinery that is difficult to achieve even with today's modern tools. Here, I shall present unto you, my dear reader, a brief synopsis of my findings, opinions and conclusions.

The pipe organ is unusual in that it did not derive from a previous instrument but was developed, from scratch, by the efforts of a single engineer who lived in Greece during the Hellenistic Period. After the fall of Rome, the knowledge and engineering skills needed to produce a pipe organ were lost to Europe until their re-introduction in the eighth and ninth centuries.

When Theophilus wrote On Divers Arts in 1122 c.e., the state of the art for building pipe organs in Europe was still very primitive. The organ he describes spanned but one diatonic octave of eight notes with three pipes for each note.

By the fourteenth century, the technology had burgeoned. Large organs were restricted mainly to churches, since other instruments had been "profaned" by secular use, and could take up to 75 people working huge bellows to provide sufficient wind to operate a single instrument.

It was during this period that the smaller organs flourished. Among them were the positive (a table-top organ with several octaves and two bellows) and the portative. The portative could be carried about and even played while walking, leading to extensive use in both religious and secular venues and pictures show it being played by Angels, Kings, Goddesses, entertainers, gentle ladies and beggars.

The inner workings of an organ, known as the action, is what allows the moving of keys to control the flow of air into the pipes. The organ builders of the fourteenth century had three basic actions to choose from: the slider action, the pin action and the tracker action.

The first organs in ancient Greece used the slider action (see figure 1) as did the organ of Theophilus. It was still in use by the end of the middle ages, but was too inefficient and difficult to play and was dying out even as early as the thirteenth century. The only remnant of the slider action that remains even to this day is used not to control the flow of air to the pipes of one note (a key), but to control the flow of air to a rank of pipes at once (a stop).

GIF of Fig 1.

Fig 1: Slider action closed (left) and open (right)

The pin action and the tracker action both involve the structure shown in figure 2. The bellows delivers air under pressure to the wind chest and the pallet covers the groove that would guide the air to the pipe(s). For the pipe to sound, the pallet must be moved when a key is pressed.

GIF of Fig 2.

Fig 2:  the pallets in the wind chest from above (top)
        and from the side (in cutaway, bottom)

In the pin action, figure 3, the keys are placed above the wind chest and a pin under each key passed through the wall of the wind chest and pushed the pallet open and allowed air to enter the groove and allow the pipe to speak. The characteristics of this action include a fair amount of air leakage around the pin (that being a function of the circumference) and pipes that would have be laid out in the same order as the keys, largest to smallest in a line.

GIF of Fig 3.

Fig 3:  Pin action

In the tracker action, figure 4, the keys are below the wind chest and a thin wire (the tracker) enters the wind chest through a tiny hole drilled in a brass plate in the bottom of the chest. The characteristics of this action include much less air leakage and the ability to use the tugging on the wires, through a system of rollers and levers, to actuate a pipe at some distance from the keys and allowed the pipes to be laid out in no particular order. This meant that pipes no longer needed to be ranked largest to smallest, but could be laid out artistically. This was, and still is, a common characteristic of large church organs.

GIF of Fig 4.

Fig 4: Tracker action

The pin action, as used in small church organs during this period, is well documented and is the best candidate for the action used in the portative organ. In support of this, those pictures that show a bellows show it connected to a part of the organ below the keys (the wind chest) and there is insufficient space between keys and pipe feet for a wind chest and tracker mechanism in all but one of the pictures that I have found.

To know the action, however, is not enough. There is another engineering problem involved. The frequency of the pipe is dependent upon its length. The longer the pipe, the lower the note. To get the same force and quality of tone from pipes of different lengths, they also need to be of different diameters; the longer pipes needing to be larger around than the shorter ones. For instruments spanning but a single octave, this is not a big problem, but many icons clearly show pipes of varying diameters in portative organs. The keys, however, are all of equal size and have equal spacing. The arrangement shown in figure 5, which is unacceptable, is what would result if this problem were not solved.

GIF of Fig 5.

Fig 5:  An unacceptable situation

The solution to this problem, as practiced by the modern portative builder and supported by the single written document describing their construction, is shown in figure 6 (scale exaggerated for clarity). The roof of the wind chest is made of two planks, planed to absolute smoothness. The grooves are cut into the lowermost plank and channels are cut into the upper one. The two planks are then affixed together so as to provide an air tight channel leading from the groove to the foot of the pipe.

GIF of Fig 6.

Fig 6:  A popular, but implausable, solution to the problem
        shown in figure 5 as seen from below (top) and in
        cutaway from the side (bottom)

This technique would be very demanding on the skill of the woodworker and is therefore suspect, but the single most compelling argument against this arrangement lies in the physical form it would dictate upon the finished instrument; a deep deck with keys at the front edge and the pipes connected, at deck level, several inches behind the keys. Unfortunately, absolutely no iconography corroborates this solution.

What they do show is keys or buttons immediately in front of the pipes, but the deck steps up 2 inches or more thus elevating the feet of the pipes several inches above the keys. Since there is no room for channels in the horizontal axis, they must be in this space!

I have proven to my own satisfaction that this engineering problem could be solved as shown in figure 7 using simple tools and easily acquired skill. The channels to guide the wind from the groove to the pipe are easily made using a simple drill! Furthermore, this solution dictates a form that agrees with the iconography and allows for larger grooves which, in turn, allow the air pressure to help create and maintain the seal and thereby reduce the required strength of the pallet spring.

GIF of Fig 7.

Fig 7:  My preferred solution, seen from the front
        in cutaway.  For a side fiew, see figure 3.

I have been dealing here with but a single rank of pipes, but iconography clearly shows that the majority of portatives had multiple ranks of pipes. An organ pipe speaks when the sheet of air that exits the slit between the floor of the pipe and the bottom of the pipemouth passes by the top edge of the pipemouth (see figure 1, pipe detail). The resulting turbulence sets the air column in the pipe to vibrating. The frequency of this vibration is a function of the pipe length and of the power in the turbulence.

A pipe is very sensitive to anything that could perturb this flow. Any object placed in close proximity to the pipemouth will affect the sound; it usually silences the pipe.

Therefore, a second rank of pipes, touching the first but facing the back of the organ, would work just fine and there are examples within the existing iconography that show the back of a portative and clearly show the mouths of the back rank facing backwards.

However, there would be no way to install a third or any other subsequent rank, in close contact with the other ranks (as is shown in the iconography), and still have the instrument able to speak from all of its pipes. It is likely that the artists have neglected to detail the spacing needed in such an arrangement.

Of final consideration, the bellows that are shown are almost without exception of the rounded variety (see illustration at the beginning of this article). It took very little in the way of experimentation to discover why: a square bellows needs a pleated leather, which requires stiffeners and is definitely non-trivial to make; a rounded bellows just needs to be fitted out with soft leather and it works just fine.

It is my hope that this instrument will someday be once again popular and to that end I welcome any correspondence upon this topic. Write to me at:

           David Swan
           Box 322
           Greenwood, N.S.,
           CANADA
                  B0P 1N0
or e-mail me at portative@thescholarsgarret.com
p.s. you may wish to check out my book: How to Build a Portative Organ